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The New York Stock Exchange | The Nasdaq Stock Market | NYSE Alternext or Regional Exchanges | Exchange - Listed Options
Securities Listed on New York Stock Exchange
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 88.38% |
| Limit orders as percentage of total non-directed orders | 10.06% |
| Other orders as percentage of total non-directed orders | 1.56% |
| Information Concerning Significant Venues | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
| 1. | Automated Trading Desk Financial Services, L.L.C. |
| 44.21% | 44.03% | 45.58% | 45.71% |
| 2. | Knight Capital Markets, L.L.C. |
| 20.97% | 20.71% | 22.12% | 28.57% |
| 3. | Citadel Derivatives Group, L.L.C. |
| 16.56% | 16.02% | 21.24% | 17.14% |
| 4. | National Financial Services, L.L.C. |
| 10.55% | 11.69% | 2.21% | 0.00% |
|
| 6.50% | 6.40% | 7.08% | 8.57% |
| 6. | New York Stock Exchange |
| 0.89% | 0.81% | 1.77% | 0.00% |
|
| 0.31% | 0.35% | 0.00% | 0.00% |
Securities Listed on The Nasdaq Stock Market
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 83.78% |
| Limit orders as percentage of total non-directed orders | 13.51% |
| Other orders as percentage of total non-directed orders | 2.70% |
| Information Concerning Significant Venues : | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
| 1. | Knight Equity Markets, L.P. |
| 26.31% | 21.29% | 42.67% | 100.00% |
| 2. | Citadel Derivatives Group L.L.C. |
| 24.14% | 24.95% | 24.00% | 0.00% |
| 3. | Automated Trading Desk Financial Services, L.L.C. |
| 22.34% | 24.73% | 12.00% | 0.00% |
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| 17.30% | 18.28% | 14.67% | 0.00% |
| 5. | National Financial Services, L.L.C. |
| 6.13% | 7.31% | 0.00% | 0.00% |
| 6. | Citigroup Global Markets, Inc. |
| 1.80% | 1.94% | 1.33% | 0.00% |
| 7. | New York Stock Exchange |
| 0.90% | 1.08% | 0.00% | 0.00% |
| 8. | Natixis Bleichroeder, Inc. |
| 0.36% | 0.43% | 0.00% | 0.00% |
|
| 0.36% | 0.00% | 2.67% | 0.00% |
| 10. | Direct Edge ECN L.L.C. |
| 0.18% | 0.00% | 1.33% | 0.00% |
Securities Listed on NYSE Alternext or Regional Exchanges
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 83.38% |
| Limit orders as percentage of total non-directed orders | 15.20% |
| Other orders as percentage of total non-directed orders | 1.42% |
| Information Concerning Significant Venues : | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
|
| 37.78% | 36.97% | 45.79% | 0.00% |
| 2. | Knight Capital Markets, L.L.C. |
| 31.53% | 32.54% | 27.10% | 20.00% |
| 3. | Automated Trading Desk Financial Services, L.L.C. |
| 15.63% | 16.70% | 3.74% | 80.00% |
| 4. | Citadel Derivatives Group L.L.C. |
| 14.20% | 12.78% | 23.36% | 0.00% |
| 5. | Domestic Securities Inc. |
| 0.43% | 0.51% | 0.00% | 0.00% |
| 6. | National Financial Services, L.L.C. |
| 0.14% | 0.17% | 0.00% | 0.00% |
| 7. | New York Stock Exchange |
| 0.14% | 0.17% | 0.00% | 0.00% |
|
| 0.14% | 0.17% | 0.00% | 0.00% |
Exchange - Listed Options
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 61.54% |
| Limit orders as percentage of total non-directed orders | 38.46% |
| Other orders as percentage of total non-directed orders | 0.00% |
| Information Concerning Significant Venues : | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
| 1. | The International Securities Exchange |
| 25.27% | 25.00% | 25.71% | 0.00% |
| 2. | The Chicago Board Options Exchange |
| 24.18% | 14.29% | 40.00% | 0.00% |
|
| 19.78% | 28.57% | 5.71% | 0.00% |
| 4. | The Boston Option Exchange |
| 17.58% | 26.79% | 2.86% | 0.00% |
|
| 10.99% | 1.79% | 25.71% | 0.00% |
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| 1.10% | 1.79% | 0.00% | 0.00% |
|
| 1.10% | 1.79% | 0.00% | 0.00% |
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