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The New York Stock Exchange | The Nasdaq Stock Market | NYSE Alternext or Regional Exchanges | Exchange - Listed Options
Securities Listed on New York Stock Exchange
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 90.20% |
| Limit orders as percentage of total non-directed orders | 5.71% |
| Other orders as percentage of total non-directed orders | 4.09% |
| Information Concerning Significant Venues | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
| 1. | National Financial Services, L.L.C. |
| 28.48% | 31.05% | 8.40% | 0.00% |
| 2. | Knight Capital Markets, L.L.C. |
| 27.13% | 25.45% | 29.01% | 61.70% |
|
| 15.81% | 15.50% | 19.08% | 18.09% |
| 4. | Citadel Derivatives Group LLC |
| 13.81% | 13.71% | 25.19% | 0.00% |
| 5. | Citigroup Global Markets, Inc |
| 11.11% | 10.62% | 12.21% | 20.21% |
|
| 1.39% | 1.55% | 0.00% | 0.00% |
|
| 1.00% | 1.11% | 0.00% | 0.00% |
| 8. | AlterNet Securities Inc. |
| 0.30% | 0.34% | 0.00% | 0.00% |
|
| 0.26% | 0.00% | 4.58% | 0.00% |
| 10. | GETCO Execution Services L.L.C. |
| 0.26% | 0.29% | 0.00% | 0.00% |
Securities Listed on The Nasdaq Stock Market
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 84.00% |
| Limit orders as percentage of total non-directed orders | 11.89% |
| Other orders as percentage of total non-directed orders | 4.11% |
| Information Concerning Significant Venues : | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
|
| 27.35% | 25.23% | 32.73% | 55.26% |
| 2. | National Financial Services, L.L.C. |
| 21.41% | 23.17% | 16.36% | 0.00% |
| 3. | Citadel Derivatives Group LLC |
| 19.46% | 20.98% | 15.45% | 0.00% |
| 4. | Knight Equity Markets, L.P. |
| 18.27% | 17.12% | 20.00% | 36.84% |
| 5. | Citigroup Global Markets, Inc. |
| 10.38% | 11.45% | 3.64% | 7.89% |
|
| 1.30% | 1.29% | 1.82% | 0.00% |
|
| 0.76% | 0.13% | 5.45% | 0.00% |
|
| 0.32% | 0.00% | 2.73% | 0.00% |
|
| 0.32% | 0.39% | 0.00% | 0.00% |
|
| 0.22% | 0.00% | 1.82% | 0.00% |
Securities Listed on NYSE Alternext or Regional Exchanges
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 93.93% |
| Limit orders as percentage of total non-directed orders | 4.12% |
| Other orders as percentage of total non-directed orders | 1.95% |
| Information Concerning Significant Venues : | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
| 1. | Citadel Derivatives Group LLC |
| 28.63% | 30.02% | 10.53% | 0.00% |
| 2. | Knight Capital Markets, L.L.C. |
| 24.08% | 23.09% | 15.79% | 88.89% |
| 3. | National Financial Services, L.L.C. |
| 21.91% | 22.17% | 26.32% | 0.00% |
|
| 21.04% | 20.32% | 42.11% | 11.11% |
| 5. | Citigroup Global Markets, Inc. |
| 3.25% | 3.46% | 0.00% | 0.00% |
| 6. | GETCO Execution Services L.L.C. |
| 0.43% | 0.46% | 0.00% | 0.00% |
| 7. | AlterNet Securities Inc. |
| 0.22% | 0.23% | 0.00% | 0.00% |
|
| 0.22% | 0.00% | 5.26% | 0.00% |
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| 0.22% | 0.23% | 0.00% | 0.00% |
Exchange - Listed Options
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 31.91% |
| Limit orders as percentage of total non-directed orders | 68.09% |
| Other orders as percentage of total non-directed orders | 0.00% |
| Information Concerning Significant Venues : | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
| 1. | The Chicago Board Options Stock Exchange |
| 42.55% | 66.67% | 31.25% | 0.00% |
|
| 14.89% | 0.00% | 21.88% | 0.00% |
| 3. | The International Securities Exchange |
| 12.77% | 20.00% | 9.38% | 0.00% |
|
| 10.64% | 0.00% | 15.63% | 0.00% |
|
| 8.51% | 0.00% | 12.50% | 0.00% |
| 6. | The Boston Option Exchange |
| 8.51% | 6.67% | 9.38% | 0.00% |
| 7. | Nasdaq Execution Services, L.L.C. |
| 2.13% | 6.67% | 0.00% | 0.00% |
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